MiFID II Solution to reduce Inducement and Research Compliance
When each business process is different and unique from each other, it is impossible that a unique business use one platform that manage and solve everything that must be in compliance with the regulations. This is certainly why more than 5 million businesses all over the World have used custom platforms to control their unique business and investment processes.
In the investment process, the business can use the platform to control its research inducement, valuation, consumption, and budgeting standards, in compliance with the MiFID II regulations. This is why launching an advance software platform can minimize the risk of inducement. While also providing detailed research consumption and evaluation management throughout the entire asset classes in a single centralized platform. This will help the business to track and know precise interactions in-house, making the most of accuracy reporting without extra cost interruption to the business.
This research tracking and workflow evaluation tool captures a firm’s research consumption throughout all research channels. Including email, voice, and chat, giving buy-side Companies the most reliable view of their research value. This platform has the extra benefit of protecting against inducement across the Company.
The consumption data and information software derives from a Company’s existing systems, consistent and objective. This software was developed to get cost efficiencies which can ensure compliance. This high quality data, sets any Company in the ideal position to assess research services against workflow and performance, spending budget for future costs and fees in accordance with correct historical metrics.
The solutions for consumption monitoring and payments, combined with its data insight and analytical capabilities and data insight, mean that the business can simplify compliance while improving on investors’ value from research.
Advance software can help investment managers to intuitively discover and explore. Collaborate and share, data-driven decisions that improve performance, whilst seamlessly keeping on the right side of ESMA regulation. This occurs when the right Fintec Compay uses the modern technology which has the ability to improve the investment World.